Ownership Profile

Shareholder Breakdown
Shareholder Holders Values ($) % O/S Shares
Institution 84 121 85.19 19,873,758
Mutual Fund 97 23 16.29 3,801,535
Institutional Shareholder Rotation
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 35 4.93 3.47 810,476
Sellers 33 -3.11 2.03 -472,518
Net -- 1.82 1.44 337,958
Institutional Shareholder Concentration
Shareholder Values ($) % O/S Shares
Top 10 Inst. 109 76.47 17,839,336
Top 20 Inst. 116.59 82.00 19,130,667
Top 50 Inst. 120.87 85.00 19,829,986
Total Inst. 120.87 85.00 19,829,986
Institutional Shareholder Style
Shareholder Holders Values ($) % O/S Shares
Index 14 8 5.58 1,301,808
AggresGr 1 1 0.35 81,764
CoreGrowth 11 1 0.58 135,407
Growth 2 0 0.03 7,691
IncomeValue 2 6 4.42 1,032,202
BrokerDealer 7 0 0.18 43,005
GARP 10 3 2.11 492,335
HedgeFund 8 27 18.98 4,428,768
Specialty 2 0 0.03 8,158
VCPrivateEquity 1 52 36.79 8,584,128
CoreValue 8 18 12.48 2,910,852
DeepValue 3 0 0.17 39,476
Momentum 1 1 0.64 150,000
Top Holders: Institutional Investor
Holder Shares Held % O/S Shares Change Filing Date
New Enterprise Associates (NEA) 8,584,128 36.79 0 12/31/2016
BVF Partners L.P. 2,826,282 12.11 400,000 12/31/2016
Wellington Management Company, LLP 2,799,917 12.00 37,110 12/31/2016
Franklin Advisers, Inc. 999,979 4.29 -10,000 12/31/2016
Sphera Funds Management Ltd. 745,796 3.20 27,716 12/31/2016
BlackRock Institutional Trust Company, N.A. 472,722 2.03 89,809 12/31/2016
The Vanguard Group, Inc. 424,444 1.82 15,014 12/31/2016
Baker Bros. Advisors LP 381,235 1.63 0 12/31/2016
King (Rachel K) 317,802 1.36 0 03/10/2016
Cormorant Asset Management LLC 287,031 1.23 0 12/31/2016
Candriam Luxembourg S.A. 160,000 0.69 0 12/31/2016
Candriam Belgium S.A. 160,000 0.69 0 01/31/2017
Thackray (Helen M) 156,615 0.67 -4,000 10/03/2016
Wall Street Associates, LLC 150,000 0.64 0 12/31/2016
State Street Global Advisors (US) 134,298 0.58 3,347 12/31/2016
Renaissance Technologies LLC 117,900 0.51 -16,200 12/31/2016
Medical Strategy GmbH 116,506 0.50 20,741 11/30/2016
Northern Trust Investments, Inc. 105,380 0.45 2,735 12/31/2016
Oppenheim Asset Management Services S.à r.l. 95,413 0.41 28,094 12/31/2016
Magnani (John L) 95,219 0.41 0 03/10/2016
Geode Capital Management, L.L.C. 94,992 0.41 8,962 12/31/2016
Bridgeway Capital Management, Inc. 81,764 0.35 -28,000 12/31/2016
Victory Capital Management Inc. 77,264 0.33 51,264 01/31/2017
Millennium Management LLC 50,838 0.22 50,838 12/31/2016
TIAA Global Asset Management 45,718 0.20 0 12/31/2016
BlackRock Investment Management, LLC 38,085 0.16 0 12/31/2016
Morgan Stanley & Co. LLC 34,789 0.15 32,604 12/31/2016
BNY Mellon Asset Management 32,223 0.14 -767 12/31/2016
California State Teachers Retirement System 24,576 0.11 -500 12/31/2016
Apo Asset Management GmbH 24,399 0.10 8,299 11/30/2016
INVESCO Global Structured Products Group 20,500 0.09 -300 09/30/2016
Charles Schwab Investment Management, Inc. 19,600 0.08 0 12/31/2016
Jacobs Levy Equity Management, Inc. 19,200 0.08 -7,365 12/31/2016
Waddell & Reed Investment Management Company 15,765 0.07 0 08/31/2016
Endurant Capital Management LP 14,500 0.06 14,500 12/31/2016
Hahn (Brian M) 14,085 0.06 0 03/10/2016
Top (Franklin H Jr) 12,294 0.05 11,689 03/10/2016
Goldberg (Mark Alan M.D.) 11,497 0.05 10,397 03/10/2016
New York State Common Retirement Fund 8,974 0.04 0 12/31/2016
Prentiss Smith & Company, Inc. 7,000 0.03 0 12/31/2016
BlackRock Advisors (UK) Limited 6,841 0.03 0 12/31/2016
Jackson Square Partners, LLC 6,841 0.03 -2,090 12/31/2016
Northern Trust Global Investments 5,987 0.03 -8 12/31/2016
SunAmerica Asset Management, LLC 5,889 0.03 -16 12/31/2016
Junius (Daniel M) 5,000 0.02 5,000 12/20/2016
BlackRock Financial Management, Inc. 4,747 0.02 274 12/31/2016
Guggenheim Investments 4,138 0.02 0 01/31/2017
Wells Fargo Bank, N.A. 4,113 0.02 0 12/31/2016
AXA Rosenberg Investment Management LLC 4,103 0.02 0 01/31/2017
Mellon Capital Management Corporation 3,597 0.02 1,785 12/31/2016

Ownership data is provided by Thomson Reuters, a third party service, and GlycoMimetics, Inc. does not maintain or provide information directly to this service.